The SEC’s Division of Trading and Markets issued a series of frequently asked questions (FAQs) regarding the amendments to the clearing rules for US Treasury securities and related amendments to the broker-dealer... Read more »
The SEC extended the compliance dates and issued an order granting temporary exemptive relief for its amended clearing rules for US Treasury securities. Source link Read more »
The SEC approved amendments to Fixed Income Clearing Corporation (FICC) rules regarding access models and segregated accounts and margin, as well as related amendments to the risk management framework of FICC and... Read more »
The SEC adopted rules designed to improve risk management and resilience for covered clearing agencies. Source link Read more »
The SEC has proposed amended rules and a new rule designed to improve risk management and resilience for covered clearing agencies. Source link Read more »
Transcript Alitia Faccone: Welcome to Jackson Lewis’s podcast, We Get Work™™. Focused solely on workplace issues, it is our job to help employers develop proactive strategies, strong policies, and business oriented solutions... Read more »