The CFTC’s Market Participants Division (MPD) published responses to frequently asked questions (FAQs) regarding futures commission merchant (FCM) registration and compliance requirements. The FAQs address, among other issues, the FCM registration process,... Read more »
The CFTC issued a final rule amending the list of permitted investments of customer funds by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) under Regulation 1.25, adding certain exchange traded... Read more »
On 25 January, 2024, multiple Divisions of the Commodity Futures Trading Commission (CFTC) issued a Request for Comment (RFC) on the use of Artificial Intelligence (AI) in CFTC-regulated derivatives markets. The RFC seeks information... Read more »