SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies

SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies

SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies Source link Reach Out Don’t hesitate to reach out to us to discuss your... Read more »
Celebrity Settlements with SEC

Celebrity Settlements with SEC

On August 4, 2023, celebrity singer Austin Mahone entered into a settlement agreement with the US Securities and Exchange Commission (SEC) after being sued in the US District Court for the Southern... Read more »
Money Market Fund Liquidity Fees SEC Rule 2a7 Amendments

Money Market Fund Liquidity Fees SEC Rule 2a7 Amendments

Thursday, August 17, 2023 EXECUTIVE SUMMARY On 12 July 2023, the Securities and Exchange Commission (the SEC) adopted amendments to Rule 2a-7 under the Investment Company Act of 1940, as amended (the... Read more »
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