FINRA Adopts SLATE Securities Loan Reporting Regime

FINRA adopted final rules, referred to as the Securities Lending and Transparency Engine (SLATE), establishing reporting requirements for covered securities loans and providing for the public dissemination of certain securities loan data... Read more »
Susan Corcoran Discusses the Growing Trend of Clean Slate Laws

Susan Corcoran Discusses the Growing Trend of Clean Slate Laws

Susan Corcoran discusses both the advantages and compliances challenges that accompany clean slate laws during the hiring process in “Clean Slate Laws Are Spreading,” published by SHRM.  Source link Read more »
New York State’s Clean Slate Act to Take Effect on November 16, 2024: 5 Things for Employers to Know

New York State’s Clean Slate Act to Take Effect on November 16, 2024: 5 Things for Employers to Know

New York has enacted the Clean Slate Act, effective November 16, 2024, which will provide for the automatic sealing of certain criminal history records. Upon sealing, the records will be unavailable to... Read more »
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