The Commodity Futures Trading Commission (CFTC) issued no-action letters and other releases on swap data correction, use of SEF order books and prime brokerage, commodity position limits aggregation, and data reporting for... Read more »
CFTC Issues Eighth Extension of Relief to Non-US Swap Dealers from Certain Swap Data Reporting Rules
The CFTC extended relief for non-US swap dealers (SDs) and major swap participants (MSPs) from CFTC swap data reporting requirements under Parts 45 and 46 of the CFTC’s regulations. Source link Read more »
The SEC extended to until November 5, 2029 an accommodation made under a 2019 statement related to certain security-based swap (SBS) data reporting obligations under Regulation SBSR that are not duplicative of... Read more »
The CFTC’s Market Participants Division (MPD) issued No-Action Letter 25-09, providing relief from the obligation of swap dealers to provide their non-dealer swap counterparties with a pre-trade mid-market mark (PTMMM) for the... Read more »
The SEC has approved registration of the first security-based swap execution facilities (SBSEFs) under the Exchange Act. These SBSEFs may now submit to the SEC certain security-based swaps (SBS) as made available... Read more »
As part of a major prisoner swap between the United States and Venezuela, Venezuela has arrested Leonard Glenn Francis, the fugitive defense contractor who admitted to a $35 million bribery scheme in... Read more »