The SEC’s Division of Trading and Markets and the CFTC’s Division of Market Oversight and Division of Clearing and Risk issued a joint statement expressing their view that current law does not... Read more »
The US Court of Appeals for the Second Circuit dismissed securities laws claims against decentralized finance platform operators for trading of fraudulent tokens on the platform. Source link Read more »
The CFTC issued an order simultaneously filing and settling charges against Uniswap Labs for violating Section 4(a) of the Commodity Exchange Act (CEA) by offering leveraged or margined retail commodity transactions in... Read more »
On 25 January, 2024, multiple Divisions of the Commodity Futures Trading Commission (CFTC) issued a Request for Comment (RFC) on the use of Artificial Intelligence (AI) in CFTC-regulated derivatives markets. The RFC seeks information... Read more »
A commodities trader in Stamford, Connecticut, Freepoint Commodities LLC, has agreed to pay the federal government over $98 million to resolve a DOJ investigation into violations of the Foreign Corrupt Practices Act... Read more »
Jeff Nagle represents clients in a wide variety of financing transactions. His principal practice focuses on leveraged finance and other syndicated bank loan transactions, the financing of financial assets, distressed debt trading,... Read more »
CFTC Requests Comment on 24/7 Trading and Perpetual Derivatives