The SEC’s Division of Trading and Markets issued a no-action letter providing that staff will not recommend enforcement action against a broker-dealer that does not take a net capital charge under Exchange... Read more »
The SEC voted to approve orders to permit in-kind creation and redemptions by authorized participants for crypto-asset exchange-traded product (ETP) shares. Source link Read more »
SEC’s Division of Corporation Finance issued a statement on the application of certain disclosure requirements under the federal securities laws to the offering and registration of securities by issuers of crypto-asset exchange... Read more »
The CFTC clarified that foreign exchange (FX) spot transactions, involving currency delivery within two business days, are not swaps subject to CFTC swaps rules. The CFTC also specified that certain US Treasury... Read more »
The CFTC’s Division of Clearing and Risk (DCR) issued an advisory regarding the clearing of options on spot commodity-based exchange traded fund (ETF) share products. In the advisory, DCR concludes that bitcoin... Read more »