SEC Division Issues Statement That Certain Liquid Staking Activities Do Not Involve Issuance of Securities

The SEC’s Division of Corporation Finance issued a statement expressing its view that certain crypto liquid staking activities in which staking receipt tokens are issued do not involve the offer or sale... Read more »

Fifth Circuit Remands Short Sale Disclosure and Securities Lending Rules to SEC for Further Economic Analysis

A three-judge panel of the Fifth Circuit Court of Appeals remanded the SEC’s short sale disclosure and securities lending reporting final rules, without vacatur, for further economic analysis (National Association of Private... Read more »

SEC to Review Short Sale Disclosure and Securities Lending Rules After Remand from Fifth Circuit

After the Fifth Circuit Court of Appeals remanded the SEC’s short sale disclosure and securities lending reporting final rules for further economic analysis, SEC Chairman Paul Atkins directed SEC staff to evaluate... Read more »

SEC Issues FAQs on Clearing Rules for US Treasury Securities

The SEC’s Division of Trading and Markets issued a series of frequently asked questions (FAQs) regarding the amendments to the clearing rules for US Treasury securities and related amendments to the broker-dealer... Read more »

SEC Commissioner Issues Clarification on Tokenized Securities

SEC Commissioner Hester Peirce issued a brief statement clarifying that the issuance of securities that are tokenization using blockchain technology are securities subject to the federal securities laws. Source link Read more »

SEC Division Issues Statement on Application of Securities Laws to Proof-of-Stake Crypto Mining Activities

The SEC’s Division of Corporation Finance issued a statement expressing its view that crypto tokens issued on a blockchain or other distributed ledger that are intrinsically linked to the protocol staking activities... Read more »

SEC Issues Statement on Offerings and Registrations of Securities in the Crypto Asset Markets

The SEC’s Division of Corporation Finance issued a statement providing guidance on the application of disclosure requirements under the Securities Act and the Exchange Act to offerings and registrations of securities in... Read more »

SEC Withdraws Appeal of District Court Decision to Vacate Its Expanded Definitions of Dealer and Government Securities Dealer

The SEC filed an unopposed motion in the Fifth Circuit Court of Appeals to voluntary dismiss its appeal of a US district court’s decision to vacate its final rule expanding the definitions... Read more »

SEC Division Proclaims Meme Coins Are Not Securities

The SEC’s Division of Corporate Finance issued a staff statement in which it expresses the view that mem coins, as described in the release, do not involve the offer and sale of... Read more »

SEC Extends Compliance Dates and Grants Temporary Exemptive Relief for Amended US Treasury Securities Clearing Rules

The SEC extended the compliance dates and issued an order granting temporary exemptive relief for its amended clearing rules for US Treasury securities. Source link Read more »
Home Privacy Policy Terms Of Use Anti Spam Policy Contact Us Affiliate Disclosure DMCA Earnings Disclaimer