SEC Commissioner Hester Peirce, head of the SEC’s new Crypto Task Force, issued a release setting out plans and priorities for the Task Force. The release provides information and tips on how... Read more »
A list of SEC settlement agreement summaries recently published by What’s Market. What’s Market provides a continuously updated database of summaries that helps counsel compare settled SEC enforcement actions using case-specific information... Read more »
The US Court of Appeals for the Third Circuit and the US District Court for the Southern District of New York (SDNY) granted Coinbase motions in two noteworthy rulings. The SDNY ruling... Read more »
The SEC issued Staff Accounting Bulletin 122 (SAB 122), rescinding Staff Accounting Bulletin 121 (SAB 121), under which the SEC had recommended that an obligation to safeguard crypto assets held for platform... Read more »
The SEC announced the launch by SEC Acting Chairman Mark T. Uyeda of a crypto task force dedicated to developing a “comprehensive and clear regulatory framework for crypto assets.” In the US.... Read more »
The SEC adopted amendments to the broker-dealer customer protection rule to require certain broker-dealers to perform their reserve formula computations and make required deposits into their reserve accounts daily, rather than weekly.... Read more »
A list of SEC settlement agreement summaries recently published by What’s Market. What’s Market provides a continuously updated database of summaries that helps counsel compare settled SEC enforcement actions using case-specific information... Read more »
The SEC approved amendments to Fixed Income Clearing Corporation (FICC) rules regarding access models and segregated accounts and margin, as well as related amendments to the risk management framework of FICC and... Read more »
The SEC’s Division of Trading and Markets issued a new no-action letter extending the relief from amended Exchange Act Rule 15c2-11 for fixed income securities indefinitely. Source link Read more »
The US District Court for the Northern District of Texas ruled the SEC exceeded its statutory authority when it adopted a final rule to expand the definitions of dealer and government securities... Read more »