The CFTC’s Division of Clearing and Risk (DCR) issued an advisory regarding the clearing of options on spot commodity-based exchange traded fund (ETF) share products. In the advisory, DCR concludes that bitcoin... Read more »
A list of SEC settlement agreement summaries recently published by What’s Market. What’s Market provides a continuously updated database of summaries that helps counsel compare settled SEC enforcement actions using case-specific information... Read more »
The SEC adopted rules designed to improve risk management and resilience for covered clearing agencies. Source link Read more »
The SEC has proposed amended rules and a new rule designed to improve risk management and resilience for covered clearing agencies. Source link Read more »
A list of SEC settlement agreement summaries recently published by What’s Market. What’s Market provides a continuously updated database of summaries that helps counsel compare settled SEC enforcement actions using case-specific information... Read more »
The SEC disbanded its Division of Enforcement’s Climate and ESG Taskforce. Source link Read more »
Congressman John Rose of Tennessee introduced the Bridging Regulation and Innovation for Digital Global and Electronic Digital Assets Act (BRIDGE Digital Assets Act) which proposes forming a joint advisory committee (JAC) between... Read more »
The CEO of non-fungible token (NFT) marketplace OpenSea announced that OpenSea received a Wells notice from the SEC indicating that the SEC is considering bringing a lawsuit against OpenSea for offering for... Read more »
Home Daily News Creative Legal Fundings company was ‘neither… Criminal Justice Creative Legal Fundings company was ‘neither creative nor legal,’ SEC official alleges By Debra Cassens Weiss September 5, 2024, 9:08 am... Read more »
A list of SEC settlement agreement summaries recently published by What’s Market. What’s Market provides a continuously updated database of summaries that helps counsel compare settled SEC enforcement actions using case-specific information... Read more »